Regulatory Investigation & Dawn Raids
We have been instructed in numerous cases to assist firms in responding to dawn raids instigated by regulatory bodies. This type of investigation would commence by trying to establish what information the regulator has taken. For instance the same computers or servers that the regulator had an interest in would be forensically captured. We would then analyse the data, for example search the data set using key words, date ranges and/or key individuals. The documents would then be reviewed by the law firm and corporate to try and ascertain what the regulator may be looking for and to establish what exposure the corporate may face.